“The Regulation of Financial Markets:

Comparative Experience and Lessons From China and the USA”

“金融市场法律规制：中美经验的比较与借鉴”

 

Conference Agenda

 

April 15, 2017, 8:30—18:00

会议时间：2017年4月15日上午8点30分—下午17点30分

 

Place: Room 222, Second floor, Adminsitrative Building,UIBE

10 Huixin East St.,Chaoyang District, Beijing 100029, P. R.China

会议地点：对外经济贸易大学行政楼222，北京市朝阳区惠新东街10号

 

4月15日

8:30—8:50 Registration会议签到和注册

8:50-9:10 Opening Remarks会议开幕式

Professor Shi Jingxia, Dean, Law School of UIBE

石静霞教授，对外经济贸易大学法学院院长

Professor Timothy Fisher, Dean, Law School, University of Connecticut

Timothy Fisher，美国康涅蒂格大学法学院院长

 

Panel 1   9:10-10:40

The regulation of systemic risk and the construction of financial regulatory framework系统性金融风险控制与金融法制建设

Moderator: Professor Guo Li, Law School, Beijing University

郭雳，北京大学法学院，教授

Speakers:

1.Professor Xing Huiqiang, Central University of Finance and Economy,

邢会强（中央财经大学法学院，教授）

The regulation on the accounting fraud in the listed companies of China and USA

中美上市公司财务欺诈的法律规制

2.Professor Leng Jing, East China University of Political Science and Law

冷静，华东政法大学国际法律金融学院，教授

Assessing Regulatory Transparency in China’s Stock Market

中国股市监管透明度研究

3.Doctor Ping Liu, Law School, University of Connecticut,SJD

刘平，康涅蒂格大学法学院，法学博士

The Development of Regulations Concerning High Frequency Trading in Response to the Flash Crash

4.Professor Xu Wenming & Xu Guangdong, School of Law and Economics, China University of Political Science and Law

徐文鸣、徐光东，中国政法大学法经济学研究院，教授-助理教授

Understanding Public Enforcement of Securities Law in China: An Empirical Analysis of the Enforcement Outcomes of CSRC's Regional Offices

Commentators:

1.Professor James Kwak, Law School, University of Connecticut

James Kwak, 美国康涅蒂格大学法学院，教授

2.Professor Zhang Jihong, Shanghai University of Buisiness and Economics

张继红，上海对外经贸大学，副教授

 

Panel 2  10:40—12:00

The globalization of financial market and the regulation on financial derivatives金融市场国际化与金融衍生产品的法律规制

Moderator: Professor Ding Ding, UIBE Law School

丁丁，对外经济贸易大学法学院，教授

Spearkers:

1.Professor Jeremy McClane, Law School, University of Connecticut

Jeremy McClane, 美国康涅蒂格大学法学院，教授

Lessons from the Shifting Landscape of US Derivatives Regulation

美国金融衍生品监管演变的教训

2.Professor Gao Simin, Law School, Tsinghua University

高丝敏，清华大学法学院，助理教授

Transnationalism and financial regulation cross-border flow: a case of derivative market rule change in asia

跨国金融监管：以亚洲金融衍生市场规则为例

3.Bai Gaoyuan& Zhao Qian, Partner at King & Capital Law Firm, Master at Law School of Nankai University

柏高原，北京市京都律师事务所律师，合伙人；赵倩，南开大学法学院研究生

The disputes arising from financial derivatives: The judication approch, insitutional justification and oversea experiences

金融衍生品纠纷：裁判思路、法理基础及域外经验

4.Professor Yang Dong, Law School of Renmin University,Vice dean

杨东，中国人民大学法学院，教授，副院长

Reflection on the regulation of Fintech

金融科技监管的思考

Commentators:

1.Professor Yao Haifang, Law School, Renmin University

姚海放，中国人民大学法学院，副教授

2.Professor Yuan Kang, Law School, Wuhan University, Assistant Professor

袁康，武汉大学法学院，助理教授

 

午餐：对外经济贸易大学食堂4楼

Lunch: The 4th floor of dinning hall, UIBE

 

Panel 3：13:30—15:20

The change of the regulatory approach on financial markets 金融市场法律规制理念的变革

Moderator: Professor Fu Jun, Law School of UIBE

伏军，对外经济贸易大学法学院，教授

Spearkers：

1.Professor James Kwak, Law School, University of Connecticut

James Kwak, 美国康涅蒂格大学法学院，教授

Three Ages in the Evolution of the Financial Services Industry in the United States

美国金融服务业演变的三个阶段

2. Professor Han Long, Law School, Zhongnan University of Economics and Law

韩龙，中南财经政法大学法学院，教授

The reflections on the risk control for the globlization of RMB

防范人民币国际化风险的制度建构思考

3.Professor Liang Qinghua, Law School of UIBE

梁清华，对外经济贸易大学法学院，教授

Another approach for the regulation of the registration of private equity

我国私募基金注册监管的另一种路径

4.Professor Lebing Wang, Law School of UIBE

王乐兵，对外经济贸易大学法学院，助理教授

The private foundations of Chinese ABS and its regulation: From a comparative perspective between China and USA

中国资产证券化的私法基础及其监管：基于中美的比较

Commentators：

1.Professor Timothy Fisher, Dean, Law School, University of Connecticut

2.Professor Yao Haifang, Law School, Renmin University

冷静，华东政法大学国际金融法律学院，教授

 

Break: 15:20——15:30

 

Panel 4  15:30—17:20 The bankruptcy of financial institutions金融机构破产

Moderator: Professor Shi Jingxia, Dean, Law School of UIBE

石静霞教授，对外经济贸易大学法学院院长

Speakers:

1. Harold S. Horwich, Morgan Lewis, Attorney

Harold S. Horwich, Morgan Lewis律师，合伙人

The Problem of Financial Institution Insolvency and How the US System Responds

金融破产的问题及美国法的回应

2.Professor Fu Jun, Law School of UIBE

伏军，对外经济贸易大学法学院，教授

The enhanced obligation on the shareholders of banking instutitions

银行股东责任加重原则

3.Professor Zhang Jihong, Shanghai University of Buisiness and Economics

张继红，上海对外经贸大学，副教授

The enhanced obligations of the directors of the financial institutions:From the perspective of bankruptcy law

金融机构董事责任加重制度研究——破产领域的分析视角

4.Ye Xiaowei, Morgan Lewis, Attorney & Partner

叶晓玮, Morgan Lewis北京办公室的合伙人

Legal and Historical Practice Related to Bankruptcy and Insolvency of Financial Institutions

金融机构破产的法律和历史实践

Commentators：

1.Professor Chen Jingshan, China University of Political Science and Law

陈景善，中国政法大学民商经济法学院，教授

2.Professor Gao Simin, Law School, Tsinghua University

高丝敏，清华大学法学院，助理教授

 

Concluding Remarks： 17:20——17:30

Professor Timothy Fisher, Dean, Law School, University of Connecticut

Timothy Fisher，美国康涅蒂格大学法学院院长

 

Dinner: 18:00—20:00

晚餐：18:00—20:00